Investment Advisor Solutions

Fee-Based Platforms


Summit offers a complete line of flexible fee-based programs so you can design portfolios that meet the individual needs of your clients. In addition, you have the ability to conduct your fee-based business under your own individual RIA or Summit's Corporate RIA, Summit Financial Group.



Platforms include:

Advisor-Directed Accounts


Separately Managed Accounts


Unified Managed Accounts

Mutual Fund Wrap Programs


Multi-Discipline Accounts


Third-Party Money Managers

Questions to Consider When Choosing Platforms

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Choice of Clearing Platforms

Summit offers two clearing platforms to execute your securities business and manage your fee-based practice. Summit clears through First Clearing, LLC, an affiliate of Wells Fargo Advisors, and
Pershing LLC, a Bank of New York Company. You can choose either or both firms to execute trades and process your fee-based business.

*First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company