Find a Personalized Path to Achieve Your Financial Success

You deserve the confidence that comes from working with a trusted financial advisor.
And you are.

Our Core Values


We act ethically and fairly, with our partners and their clients' best interests in mind.


We unite to achieve success through openness, honesty, support and trust.


We welcome change and adapt with ingenuity, flexibility and resourcefulness.

Investor Information and Disclosures

Insured Deposit Sweep Account Disclosure

Flexinsured Account Disclosure

Consumer Privacy Notice

Business Continuity Plan

Legal Disclaimer

Customer ID Program

Revenue Sharing Disclosure

Retirement Partners

Strategic Partners

SEC Order Execution and Routing Disclosure

Fee Schedule - First Clearing*

Pershing Fee Schedule

Summit ADV Part 2A

Appendix 1 Wrap Fee Program Brochure

ERISA 408(b)(2) Notice Brokerage Wells Fargo

ERISA 408(b)(2) Notice Brokerage Pershing

Client Account Agreement - Direct Business

Summit Sweep Program

SEC Share Class Selection Disclosure Initiative

*Account(s) carried by First Clearing. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.